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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory A Shumaker is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC, a firm with approximately $10 billion - $50 billion in assets under management. Gregory's areas of specialization include portfolio management for individuals and businesses, financial planning, and investment consulting services to institutional clients. Gregory's professional experience began in May 2009 with Wells Fargo Advisors LLC, where he has held various roles. Gregory has a strong background in securities sales, with various licenses, including Series 7, Series 9, Series 10, Series 66, and Series 99TO, and has been active in the securities industry since September 27, 2009. He has been registered with the state of Ohio as an Investment Advisor Representative since April 8, 2014. Gregory has also been registered as a broker-dealer with the state of Ohio since April 9, 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/08/2014 - Present
Wells Fargo Clearing Services, LLC (WESTERVILLE OH)
OH
04/10/2009 - 10/18/2013
WELLS FARGO ADVISORS, LLC (COLUMBUS OH)
BOTH
Issued 04/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/13/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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