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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Shanaphy is a financial advisor with UBS Financial Services Inc., located in NEW YORK, NY. Gregory has been in the financial industry since 1998 and is currently registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative in New Jersey, New York, and Texas. Gregory also holds the Series 65 license, which allows him to provide investment advice. Previously, Gregory worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, AXA Advisors, LLC, and Hornblower & Weeks, Inc.. Gregory offers a variety of financial services to his clients, including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/21/2009 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
10/17/2003 - 08/28/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/15/2001 - 11/14/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/20/1998 - 07/17/2001
HORNBLOWER & WEEKS, INC. (NEW YORK NY)
IA
Issued 08/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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