Unclaimed
Gregory Gallo is an active investment advisor representative and a registered representative for Garden State Investment Advisory Services, LLC. Gregory has been in the securities industry since 1996. Gregory holds a Series 63, Series 7, Series 27, Series 86, Series 87, Series 79TO and Series 99TO licenses. Gregory is registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, Mississippi, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Wisconsin. Gregory has previously worked at Kirlin Securities Inc., and M.S. Farrell & Company, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/28/2007 - Present
Garden State Investment Advisory Services, LLC (RED BANK NJ)
NY
09/01/2001 - 03/02/2004
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
02/14/1996 - 09/01/2001
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
BC
Issued 02/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/17/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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