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Gregory A Gallo

Garden State Investment Advisory Services, LLC

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About Gregory A Gallo

Gregory Gallo is an active investment advisor representative and a registered representative for Garden State Investment Advisory Services, LLC. Gregory has been in the securities industry since 1996. Gregory holds a Series 63, Series 7, Series 27, Series 86, Series 87, Series 79TO and Series 99TO licenses. Gregory is registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, Mississippi, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Wisconsin. Gregory has previously worked at Kirlin Securities Inc., and M.S. Farrell & Company, Inc..

Firm Information

Gregory Gallo is currently registered with Garden State Investment Advisory Services, LLC. Garden State Investment Advisory Services, LLC, headquartered in Red Bank, NJ, is an investment advisory firm that provides financial planning, educational seminars, and portfolio management services for individuals, high-net-worth individuals, and pension plans. The firm manages approximately $445.6 million in assets for 1,904 clients. They also participate in wrap fee programs and offer selection of other advisers.
Garden State Investment Advisory Services, LLC

328 NEWMAN SPRINGS ROAD

RED BANK, NJ 07701

$445.63M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Gallo’s Registration & Firm History

NJ

02/28/2007 - Present

Garden State Investment Advisory Services, LLC (RED BANK NJ)

NY

09/01/2001 - 03/02/2004

KIRLIN SECURITIES INC. (SYOSSET NY)

NY

02/14/1996 - 09/01/2001

M.S. FARRELL & COMPANY, INC. (SYOSSET NY)

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Licenses & Designations

BC

Issued 02/20/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/1999

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/17/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/13/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gregory A Gallo. Review regulatory record here.
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