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Gregg William Band

J.p. Morgan Institutional Investments Inc.

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About Gregg William Band

Gregg William Band is a financial advisor who has been working in the industry since 1995. Gregg is currently registered with J.p. Morgan Institutional Investments Inc. in Illinois. Prior to this role, Gregg has also worked at JPMorgan Distribution Services, INC., ING Funds Distributor, LLC, Arizona Capital Group, Inc., Simmons & Bishop Co. Inc., Global Financial Group, Inc. and Foster Jeffries Co., Inc. Gregg has passed the Series 65, Series 63, Series 4, SIE, Series 55, and Series 7 exams.

Firm Information

Gregg Band is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregg Band’s Registration & Firm History

IL

01/03/2011 - Present

J.p. Morgan Institutional Investments Inc. (CHICAGO IL)

IL

12/20/2005 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (CHICAGO IL)

CT

02/06/2001 - 12/05/2005

ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)

AZ

11/27/2000 - 05/04/2001

ARIZONA CAPITAL GROUP, INC. (SCOTTSDALE AZ)

AZ

11/20/1996 - 11/27/2000

SIMMONS & BISHOP CO. INC. (SCOTTSDALE AZ)

MN

07/29/1996 - 11/20/1996

GLOBAL FINANCIAL GROUP, INC. (MINNEAPOLIS MN)

NY

04/08/1994 - 09/22/1995

FOSTER JEFFRIES CO., INC. (WESTBURY NY)

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Licenses & Designations

IA

Issued 10/17/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/1999

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregg William Band.
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