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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Walter Stupinski is an investment advisor representative with Raymond James & Associates, Inc. Gregg is a licensed securities professional with a focus on providing financial planning, portfolio management, and investment advice to a wide range of clients. He is also a registered investment advisor in Florida and Texas. Gregg has been a registered representative for over 27 years and holds the Series 3, 7, 9, 10, 63, and 65 licenses. Gregg has a strong commitment to his clients and is dedicated to helping them achieve their financial goals. He has a proven track record of success in the investment industry and is committed to providing exceptional client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/29/2021 - Present
Raymond James & Associates, Inc. (JACKSONVILLE FL)
FL
06/01/2009 - 03/11/2019
MORGAN STANLEY (MARCO ISLAND FL)
FL
10/10/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STUART FL)
MI
10/26/1993 - 11/12/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 11/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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