Unclaimed
Gregg Takashi Fujimoto is an active financial advisor, licensed in 12 states. Gregg has been in the financial services industry since November 9, 1977 and is currently registered with Northwestern Mutual Investment Services, LLC. Gregg specializes in providing investment advisory services and referrals to other advisors. He is also a licensed insurance agent and can provide non-variable life, health, annuity, and/or disability income insurance products. Gregg's prior experience includes roles with Robert W. Baird & Co. Incorporated and Northwestern Mutual Wealth Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
HI
09/11/2003 - Present
Northwestern Mutual Investment Services, LLC (HONOLULU HI)
WI
11/25/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 8/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/1/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/4/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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