Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Suerez is a financial advisor with Wells Fargo Advisors Financial Network, LLC in Scottsdale, Arizona. Gregg has been in the financial services industry since March 1998. Gregg holds the following licenses and registrations: Series 7, Series 24, Series 31 and Series 63. Gregg has previously worked at WELLS FARGO CLEARING SERVICES, LLC, PRUDENTIAL SECURITIES INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Gregg is registered to provide investment advice in 39 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
10/03/2019 - Present
Wells Fargo Advisors Financial Network, LLC (SCOTTSDALE AZ)
AZ
07/01/2003 - 10/03/2019
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
NY
05/01/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/23/1998 - 05/02/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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