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Gregg Stephens

Allstate Financial Services, LLC

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About Gregg Stephens

Gregg Stephens is a financial advisor with Allstate Financial Services, LLC in West Babylon, New York. Gregg has been in the industry since May 2004. Gregg specializes in helping individuals meet their financial goals. Gregg has a Series 6, 26, 51, and 63 license. Gregg also has the SIE exam.

Firm Information

Gregg Stephens is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregg Stephens’s Registration & Firm History

NY

02/15/2010 - Present

Allstate Financial Services, LLC (West Babylon NY)

NY

05/24/2004 - 02/26/2008

ALLSTATE FINANCIAL SERVICES, LLC (LITTLE NECK NY)

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Licenses & Designations

BC

Issued 06/05/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/29/2006

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 08/02/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregg Stephens.
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