linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Gregg Slavin

TP Icap Global Markets Americas LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gregg? Claim Your Profile

About Gregg Slavin

Gregg Slavin has been in the industry since August 27, 1988. Gregg currently works for TP Icap Global Markets Americas LLC and is registered in New York. Prior to that, Gregg worked for ICAP Securities USA LLC, Garban LLC, EXCO-RMJ Special Brokerage, Inc., RMJ Securities Corp., Bear, Stearns & Co. Inc. and Shearson Lehman Hutton Inc.. Gregg holds the following securities licenses: Series 3, Series 7, Series 63, Series 72, and SIE.

Firm Information

Gregg Slavin is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gregg Slavin’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

05/11/2022 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

02/19/2002 - 11/02/2020

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

10/09/1991 - 01/25/2002

GARBAN LLC (NEW YORK NY)

NA

05/18/1990 - 10/01/1991

EXCO-RMJ SPECIAL BROKERAGE, INC.

NY

05/18/1990 - 10/01/1991

RMJ SECURITIES CORP. (NEW YORK NY)

NY

11/11/1988 - 05/23/1990

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

01/21/1987 - 12/13/1988

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

Not sure if Gregg Slavin is right for you?

Licenses & Designations

BC

Issued 01/28/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1987

Series 3 - National Commodity Futures Examination

BC

Issued 01/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregg Slavin.
Not sure if Gregg Slavin is right for you?