Unclaimed
Gregg Robert Hartmann is an investment advisor representative with Cetera Investment Advisers LLC. Gregg Hartmann has been in the securities industry since 1992 and has experience with a wide range of financial products and services. Gregg Hartmann is registered in 26 states and has a Series 6, 7, 26, 63, and 65. Gregg Hartmann also has a Series 26 license, indicating expertise in variable contracts and investment company products. Cetera Investment Advisers LLC is a financial services firm with a long history of providing investment advice and wealth management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/13/2019 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
07/30/1992 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (DENVER CO)
IA
Issued 3/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/3/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/16/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 2/1/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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