Unclaimed
Gregg Richard Honigblum is a securities professional with over 25 years of experience in the financial services industry. Gregg is currently registered with Fnex Capital, LLC and is a Series 7, Series 24, and Series 63 licensed professional. Gregg has held previous positions with various firms including Cascadia Capital, LLC, Westlake Securities, Ehrenberg Chesler Securities, Inc, Creation Capital LLC, Trautman Wasserman & Company, Inc, Spencer Trask Securities Incorporated, Reich & Co., Inc, Lehman Brothers Inc, Pleasant Valley Resources, Inc, and D. H. Blair & Co., Inc. Gregg has a broad range of experience in the industry with a focus on providing investment advice to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
03/11/2024 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
IN
04/08/2021 - 12/14/2023
FNEX CAPITAL, LLC (INDIANAPOLIS IN)
WA
11/21/2018 - 04/17/2019
CASCADIA CAPITAL, LLC (SEATTLE WA)
TX
05/09/2014 - 12/13/2016
WESTLAKE SECURITIES (AUSTIN TX)
TX
09/30/2013 - 02/28/2014
EHRENBERG CHESLER SECURITIES, INC (AUSTIN TX)
TX
10/26/2001 - 10/04/2011
CREATION CAPITAL LLC (AUSTIN TX)
NY
01/24/1995 - 05/23/2001
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
NY
11/15/1993 - 02/22/1995
SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)
NA
05/26/1992 - 11/16/1993
REICH & CO., INC.
NY
12/20/1991 - 06/01/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/16/1989 - 10/31/1990
PLEASANT VALLEY RESOURCES, INC.
NA
02/24/1987 - 12/22/1987
D. H. BLAIR & CO., INC.
BC
Issued 03/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/1992
Series 24 - General Securities Principal Examination
BC
Issued 12/13/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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