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Gregg Philip Murphy

Fidelity Brokerage Services LLC

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About Gregg Philip Murphy

Gregg Philip Murphy is a financial professional with over 30 years of experience in the industry. He is currently registered with Fidelity Brokerage Services LLC and has held previous positions at Thomas James Associates, Inc. Gregg holds a variety of licenses and certifications including Series 7, 9, 10, 63, 99TO and SIE. He is registered in 14 states including California, Colorado, District of Columbia, Florida, Kentucky, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, Texas and Utah.

Firm Information

Gregg Murphy is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregg Murphy’s Registration & Firm History

RI

03/02/1992 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NY

07/26/1991 - 10/29/1991

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

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Licenses & Designations

BC

Issued 07/31/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/17/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregg Philip Murphy.
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