Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Mitchell Millman is a financial advisor registered with Principal Securities, Inc. Gregg has been in the financial services industry since June 2002. Gregg has held a Series 6, Series 7, and Series 63 license, and a Series 66 license. Gregg is registered to offer investment advice in 20 states. Gregg's firm, Principal Securities, Inc. has been in business since 1998. Principal Securities, Inc. has offices in numerous states and manages assets for individuals, businesses, trusts, estates, and other types of clients. Principal Securities, Inc. offers financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
DE
10/06/2022 - Present
Principal Securities, Inc. (WILMINGTON DE)
NY
06/06/2002 - 01/10/2003
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 06/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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