Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Mitchell Karal is a financial advisor with over 30 years of experience in the financial services industry. Gregg is currently registered with Cambridge Investment Research Advisors, Inc. in Connecticut and has been with the firm since 2006. Gregg has a broad range of experience in financial planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
11/17/2006 - Present
Cambridge Investment Research Advisors, Inc. (PLANTSVILLE CT)
CT
11/21/2005 - 10/27/2006
NATIONAL PLANNING CORPORATION (GLASTONBURY CT)
CT
06/12/2001 - 12/16/2005
ADVEST, INC. (HARTFORD CT)
CA
11/22/1999 - 04/17/2001
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
AZ
10/01/1997 - 11/10/1999
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
05/03/1995 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
MA
10/04/1993 - 04/27/1995
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
IA
Issued 11/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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