Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Michael Torti is a financial advisor with over 30 years of experience in the industry. He is currently registered with Alt Fund Distributors LLC and previously held positions with other firms including MIDAMERICA FINANCIAL SERVICES, INC., VERTICAL CAPITAL SECURITIES, LLC and ARI FINANCIAL SERVICES, INC. Gregg Michael Torti holds the Series 6, 7, 63, 65 and 66 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/05/2015 - Present
ALT Fund Distributors LLC (New York NY)
MO
06/21/2014 - 12/31/2014
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
CA
03/17/2011 - 08/17/2012
VERTICAL CAPITAL SECURITIES, LLC (IRVINE CA)
KS
09/13/2010 - 04/01/2011
ARI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
CA
06/16/2010 - 09/02/2010
PALADIN REALTY SECURITIES, LLC (PALO ALTO CA)
KS
03/16/2010 - 06/01/2010
ARI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
NY
04/08/2009 - 03/08/2010
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
CT
01/22/2008 - 07/16/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
ME
11/11/2006 - 11/20/2007
FORESIDE DISTRIBUTION SERVICES, L.P. (PORTLAND ME)
NJ
12/10/1999 - 12/07/2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
RI
08/24/1994 - 09/30/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
10/05/1987 - 08/18/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 08/11/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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