Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Dubroc is a financial advisor with over 30 years of experience in the industry. Gregg has been registered with the Securities and Exchange Commission (SEC) since 1988. Gregg is currently registered with Allstate Financial Advisors, LLC in Baton Rouge, Louisiana. Gregg has also previously worked for Hancock Whitney Investment Services Inc., Allstate Financial Services, LLC, The Leaders Group, Inc., Hancock Investment Services, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, American Express Financial Advisors Inc., and IDS Life Insurance Company. Gregg is a licensed investment advisor and is qualified to offer financial planning and investment advice to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
LA
07/17/2024 - Present
Allstate Financial Advisors, LLC (Baton Rouge LA)
LA
02/06/2020 - 08/12/2021
HANCOCK WHITNEY INVESTMENT SERVICES INC. (BATON ROUGE LA)
LA
12/23/2010 - 09/24/2019
ALLSTATE FINANCIAL SERVICES, LLC (METAIRIE LA)
CO
04/21/2006 - 12/23/2010
THE LEADERS GROUP, INC. (LITTLETON CO)
LA
12/14/2005 - 04/06/2006
HANCOCK INVESTMENT SERVICES, INC. (NEW ORLEANS LA)
IN
11/08/2002 - 12/15/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
11/08/2002 - 12/15/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
08/17/1988 - 11/08/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/17/1988 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
04/19/1988 - 07/26/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
04/19/1988 - 07/26/1988
IDS LIFE INSURANCE COMPANY
IA
Issued 07/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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