Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Julian Waller is a registered representative with Cambridge Investment Research Advisors, Inc. and Duncan Financial Planning Advisors. Gregg has been working in the financial services industry since 2002. Gregg holds Series 6, 7, 63, 66 and SIE licenses and is registered in Alabama, California, North Carolina, Ohio and Tennessee. Cambridge Investment Research Advisors, Inc. is a financial services firm that provides investment advisory and brokerage services. Duncan Financial Planning Advisors is a registered investment advisor that provides financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
03/01/2016 - Present
Cambridge Investment Research Advisors, Inc. (Antioch TN)
TN
10/31/2014 - 01/09/2016
SAGEPOINT FINANCIAL, INC. (NASHVILLE TN)
TN
01/01/2013 - 10/15/2014
WADDELL & REED (NASHVILLE TN)
MN
10/04/2004 - 12/31/2005
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IN
04/22/2002 - 10/15/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
GA
01/23/2002 - 05/01/2002
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 01/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/22/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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