Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Hobart Palmer is a financial advisor with over 25 years of experience in the financial services industry. Gregg has worked with UBS Financial Services Inc. since May 2023. Prior to joining UBS, Gregg was a financial advisor with FIRST REPUBLIC SECURITIES COMPANY, LLC, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC and Wells Fargo Securities Inc. Gregg holds FINRA Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Gregg is registered with the following states: Arizona, California, Delaware, Florida, Georgia, Hawaii, Indiana, Louisiana, Maine, Massachusetts, Nevada, New Hampshire, New Jersey, New York, Oregon, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/22/2024 - Present
UBS Financial Services Inc. (LA JOLLA CA)
CA
09/26/2011 - 05/26/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN DIEGO CA)
CA
01/03/2011 - 09/16/2011
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
CA
04/23/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
01/30/1996 - 08/12/1996
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
IA
Issued 04/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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