Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Edell is a financial professional with over 20 years of experience in the industry. Gregg is currently registered with UBS Securities LLC. Previous employers include Credit Suisse Securities (USA) LLC, Oppenheimer & Co. Inc., CIBC World Markets Corp. and Thomas Weisel Partners LLC. Gregg is registered in multiple states and holds the Series 7, Series 24, Series 3, Series 55, Series 57TO, and Series 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/22/2023 - Present
UBS Securities LLC (NEW YORK NY)
NY
02/04/2008 - 08/18/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/14/2008 - 01/29/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
05/03/2004 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
03/26/2002 - 04/19/2004
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
09/19/2000 - 03/13/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 09/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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