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Gregg Dros Gonzalez

Scotia Capital (usa) Inc.

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About Gregg Dros Gonzalez

Gregg Gonzalez is a financial advisor with Scotia Capital (usa) Inc. Gregg is a registered representative with the firm and holds Series 7, Series 24, Series 63 and SIE licenses. Gregg has been working in the financial industry since November 3, 1996. Gregg previously worked at Stifel, Nicolaus & Company, Incorporated, HAPOALIM SECURITIES USA, INC., HSBC SECURITIES (USA) INC., BEAR, STEARNS & CO. INC., STANDARD NEW YORK SECURITIES, INC., WESTLB PANMURE SECURITIES INC., BANCBOSTON ROBERTSON STEPHENS INC., and BT SECURITIES CORPORATION.

Firm Information

Gregg Gonzalez is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregg Gonzalez’s Registration & Firm History

NY

01/08/2019 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

12/03/2015 - 08/03/2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

03/31/2014 - 12/11/2015

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

NY

02/13/2008 - 11/19/2013

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

11/03/2005 - 11/12/2007

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

01/06/2003 - 11/04/2005

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

NY

08/20/1999 - 12/19/2002

WESTLB PANMURE SECURITIES INC. (NEW YORK NY)

CA

02/18/1997 - 06/29/1999

BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

MD

05/18/1994 - 11/22/1995

BT SECURITIES CORPORATION (BALTIMORE MD)

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Licenses & Designations

BC

Issued 11/23/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/2023

Series 24 - General Securities Principal Examination

BC

Issued 08/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregg Dros Gonzalez.
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