Unclaimed
Gregg David Pollack is a financial advisor who has been in the industry since June 8, 1994. Gregg is currently registered with Dresner Investment Services, Inc. in Illinois. Previously, Gregg has worked with several other firms including National Securities Corporation, Everen Securities, Inc., H.J. Meyers & Co., Inc., Rodman & Renshaw Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gregg is also a registered principal and holds the Series 63, 7, 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/11/2015 - Present
Dresner Investment Services, Inc. (CHICAGO IL)
IL
08/17/2000 - 04/04/2012
DRESNER INVESTMENT SERVICES, INC. (CHICAGO IL)
FL
10/20/1997 - 03/03/1999
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
MO
10/04/1994 - 11/05/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
06/24/1994 - 09/29/1994
H.J. MEYERS & CO., INC. (ROCHESTER NY)
IL
06/25/1992 - 05/02/1994
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
10/24/1986 - 08/07/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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