Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Cohen is an Investment Advisor Representative at MAI Capital Management, LLC. Gregg has over 30 years of experience in the financial services industry. Prior to joining MAI Capital Management, LLC, Gregg was an advisor at LWS Wealth Advisors, Inc. Gregg holds FINRA Series 3, 7, 63, and 66 licenses. He is also a registered Investment Advisor in New Jersey. Gregg specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. Gregg is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
CO
05/06/2024 - Present
MAI Capital Management, LLC (Edwards CO)
IL
05/13/2009 - 06/04/2010
ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)
NJ
02/12/2008 - 05/11/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NY
05/11/2005 - 01/31/2008
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
12/19/2005 - 10/13/2006
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
01/27/1993 - 05/19/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/18/1985 - 03/13/1991
CS FIRST BOSTON CORPORATION (NEW YORK NY)
IA
Issued 06/03/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/1989
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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