Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Brian Arum is a financial advisor with over 20 years of experience in the industry. Gregg is currently registered with UBS Financial Services Inc., and is licensed to provide investment advice in New Jersey. Gregg is a registered representative of UBS Financial Services Inc. and holds Series 7, 63, and 65 licenses. Gregg has previously worked with UBS Securities LLC, PaineWebber Incorporated, and Gaines, Berland Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/04/2006 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
01/16/2006 - 03/21/2006
UBS SECURITIES LLC (NEW YORK NY)
NJ
01/19/2000 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
10/16/1998 - 10/18/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/19/1996 - 09/09/1998
GAINES, BERLAND INC. (BETHPAGE NY)
IA
Issued 11/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gregg Arum is the right advisor for you? Invested Better is here to help.
