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Gregg Allan Pollack

Lampost Capital, L.c.

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About Gregg Allan Pollack

Gregg Allan Pollack is a financial advisor with Lampost Capital, L.c.. Gregg has been in the industry since 1995 and has worked with several firms over the years. Gregg has a strong background in the financial services industry with expertise in a variety of areas, including securities trading, investment banking, and operations.

Firm Information

Gregg Pollack is currently registered with Lampost Capital, L.c.. Lampost Capital, L.c. is a Limited Liability Company formed in 1997-07-16 and is registered in Colorado, Florida, and New York. The firm has one approved SEC registration and three approved state registrations. Lampost Capital, L.c. has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregg Pollack’s Registration & Firm History

FL

10/31/2001 - Present

Lampost Capital, L.c. (BOCA RATON FL)

FL

08/03/2001 - 11/01/2001

STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)

MO

01/02/2001 - 07/16/2001

FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

FL

06/07/1999 - 01/02/2001

JWGENESIS SECURITIES, INC. (BOCA RATON FL)

FL

05/19/1998 - 06/07/1999

JW GENESIS CLEARING CORP. (BOCA RATON FL)

NJ

09/10/1997 - 05/06/1998

DLJDIRECT INC. (JERSEY CITY NJ)

NY

09/05/1995 - 08/20/1997

LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)

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Licenses & Designations

BC

Issued 09/11/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 12/13/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/01/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGX Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX PEARL, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Gregg Allan Pollack. Review regulatory record here.
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