Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Chow is a securities professional with over 18 years of experience in the financial services industry. Gregg is currently registered with Credit Agricole Securities (usa) Inc. in New York, New York. Prior to joining Credit Agricole Securities (usa) Inc., Gregg was employed at Barclays Capital Inc., BANC OF AMERICA SECURITIES LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Gregg is licensed in 10 states and holds the following FINRA licenses: Series 7, Series 24, Series 63, Series 79 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/05/2019 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
09/12/2006 - 05/23/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/22/2005 - 09/08/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/26/2004 - 03/02/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2015
Series 24 - General Securities Principal Examination
BC
Issued 05/30/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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