Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregg? Claim Your ProfileGregg Kleinbaum is an active investment advisor representative with J.p. Morgan Securities LLC, working out of the New York office. Gregg has been in the industry for over 26 years and holds Series 7, 9, 10, 24, 27, 52, 53, 63, 65, 99 and SIE licenses. Gregg Kleinbaum was previously registered with CHASE INVESTMENT SERVICES CORP., ASSENT LLC, ANDOVER BROKERAGE, L.L.C., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, FLEET SECURITIES, INC. and FLEET SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/11/2014 - Present
J.p. Morgan Securities LLC (New York NY)
NY
06/09/2003 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IL
03/03/2003 - 03/03/2004
ASSENT LLC (BOLINGBROOK IL)
NY
09/20/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
04/15/1999 - 07/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
02/02/1998 - 01/15/1999
FLEET SECURITIES, INC. (DALLAS TX)
NY
12/08/1995 - 02/02/1998
FLEET SECURITIES INC. (NEW YORK NY)
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/27/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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