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Greg Thomas Frank

Avantax Investment Services, Inc.

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About Greg Thomas Frank

Greg Thomas Frank is an investment advisor representative registered with Avantax Investment Services, Inc. Greg is located in SPARTANBURG, SC and has over 25 years of experience in the financial services industry. Greg is registered to provide investment advice in Florida, Georgia, North Carolina, South Carolina, and Virginia. Greg is a Series 6 and Series 63 licensed representative. Greg holds the SIE exam designation as well.

Firm Information

Greg Frank is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Greg Frank’s Registration & Firm History

SC

01/17/1997 - Present

Avantax Investment Services, Inc. (SPARTANBURG SC)

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Licenses & Designations

BC

Issued 10/21/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Greg Thomas Frank.
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