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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Greg? Claim Your ProfileGreg Day is a financial advisor with UBS Financial Services Inc. Greg has been in the financial services industry since 2002. Greg is registered with the state of Georgia and Texas as a Registered Representative. Greg is also registered as an Investment Advisor Representative with the state of Georgia and Texas. Greg has experience working with individuals, high net worth individuals, corporations and other businesses, pension and profit sharing plans, charitable organizations, and other investment advisors. Greg has the Series 7, Series 65, and Series 66 securities licenses. Greg's previous employers include Oppenheimer & Co. Inc., Stanford Group Company, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
01/10/2022 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
03/16/2009 - 01/22/2016
OPPENHEIMER & CO. INC. (ATLANTA GA)
GA
05/12/2008 - 03/16/2009
STANFORD GROUP COMPANY (ATLANTA GA)
GA
05/11/2006 - 05/15/2006
SYNOVUS SECURITIES, INC. (ATLANTA GA)
GA
10/08/2004 - 05/05/2006
SYNOVUS SECURITIES, INC. (ATLANTA GA)
NY
07/21/2003 - 09/09/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/25/2000 - 07/22/2003
FAM DISTRIBUTORS, INC. (NEW YORK NY)
IA
Issued 08/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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