Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Greg? Claim Your ProfileGreg R. Pendy is a financial professional with over 20 years of experience in the financial services industry. Greg is currently registered with Clear Street LLC and is a licensed Series 63, SIE, Series 87, Series 86, Series 55, and Series 7 representative. Prior to joining Clear Street LLC, Greg worked at CHARDAN CAPITAL MARKETS LLC, SIDOTI & COMPANY, LLC, NOMURA SECURITIES INTERNATIONAL, INC., BANC OF AMERICA SECURITIES LLC and LEHMAN BROTHERS INC. Greg's expertise includes providing investment advice and trading securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/17/2024 - Present
Clear Street LLC (NEW YORK NY)
NY
10/18/2021 - 07/02/2024
CHARDAN CAPITAL MARKETS LLC (NEW YORK NY)
NY
09/22/2015 - 10/15/2021
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
11/12/2009 - 06/22/2015
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
01/23/2004 - 04/24/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/20/1999 - 05/24/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/17/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/25/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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