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Greg Paul St. pierre

Barclays Capital Inc.

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About Greg Paul St. pierre

Greg Paul St. Pierre is a financial advisor currently working for Barclays Capital Inc. in Boston, MA. Greg has been in the industry since 1999. Greg is a registered representative with FINRA and holds Series 3, 7, 24, and 63 licenses. He has been working with clients in all 50 states since 2021. Greg has worked for several reputable firms during his career, including Credit Suisse Securities (USA) LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Greg St. pierre is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Greg St. pierre’s Registration & Firm History

MA

10/18/2021 - Present

Barclays Capital Inc. (BOSTON MA)

MA

04/25/2011 - 11/15/2021

CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)

MA

08/19/2009 - 03/18/2011

BARCLAYS CAPITAL INC. (BOSTON MA)

MA

01/12/2009 - 08/19/2009

BANC OF AMERICA SECURITIES LLC (BOSTON MA)

MA

12/13/2000 - 01/15/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

NY

09/04/1996 - 09/01/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/06/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2001

Series 3 - National Commodity Futures Examination

BC

Issued 02/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Greg Paul St. pierre.
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