Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Greg? Claim Your ProfileGreg McGinniss is a financial advisor who is registered in 52 states and the District of Columbia. Greg currently works at Scotia Capital (usa) Inc. and is registered with FINRA. Greg joined Scotia Capital (usa) Inc. on June 26, 2018, and previously worked at UBS Securities LLC. Greg has been in the financial industry since August 27, 2015. Greg holds Series 7, 86, and 87 securities licenses. Greg has earned the SIE, Series 63 and Series 7 licenses and has been active in the industry since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/26/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/18/2015 - 06/15/2018
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/01/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/18/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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