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Greg Michael Graziano

Lazard Asset Management Securities LLC

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About Greg Michael Graziano

Greg Graziano is a financial professional with over 20 years of experience in the industry. Greg currently works as a registered representative at Lazard Asset Management Securities LLC. Previously, Greg has held positions at Quasar Distributors, LLC, UST Securities Corp., Scudder Distributors, Inc., Scudder Investor Services, Inc., Deutsche Bank Securities Inc. and ICC Distributors, Inc. Greg has a Series 6, 7, 63, 66 and SIE license. Greg is currently registered with FINRA and licensed in 52 states.

Firm Information

Greg Graziano is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Greg Graziano’s Registration & Firm History

NY

03/09/2018 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

ME

01/29/2008 - 07/01/2014

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NY

02/08/2006 - 11/29/2007

UST SECURITIES CORP. (NEW YORK NY)

IL

06/19/2003 - 01/24/2006

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

NY

05/30/2003 - 06/26/2003

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

05/14/2001 - 05/30/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

ME

01/16/2001 - 05/14/2001

ICC DISTRIBUTORS, INC. (PORTLAND ME)

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Licenses & Designations

BOTH

Issued 06/12/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2002

Series 7 - General Securities Representative Examination

BC

Issued 01/12/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Greg Michael Graziano.
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