Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Greg? Claim Your ProfileGreg Maddox is a financial advisor with Wells Fargo Clearing Services, LLC. Greg has been working in the industry since June 2001. Prior to joining Wells Fargo, Greg worked at GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC., WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, BARR ROSENBERG FUNDS DISTRIBUTOR, INC., and BISYS FUND SERVICES LIMITED PARTNERSHIP. Greg is licensed to provide financial services in the state of Missouri. Greg has passed the following securities exams: Series 63, Series 24, Series 99TO, and Series 7. Greg has a specializations in mutual funds, variable annuities, life insurance, fixed annuities, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/09/2022 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
CA
06/15/2015 - 06/30/2017
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
CA
01/03/2011 - 11/03/2014
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CA
10/21/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MA
04/09/1998 - 09/12/2002
BARR ROSENBERG FUNDS DISTRIBUTOR, INC. (BOSTON MA)
ME
12/06/1994 - 05/20/2002
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
BC
Issued 02/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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