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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Greg? Claim Your ProfileGreg McMullen is a financial advisor registered with Newedge Advisors. Greg has over 29 years of experience in the financial services industry. Greg has a Series 63, 65, 7, 9, 10, 31 and SIE license and is registered with the following states: Florida, Maryland, Pennsylvania, Virginia. Greg is a financial advisor, financial planner, retirement planner, and pension consultant. Greg is an active member of the Pennsylvania Interscholastic Athletic Association and is a 100% owner of RedRock Investment Management. Greg is a registered representative with Newedge Securities, Inc., and conducts commission-based securities business as a broker-dealer agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/01/2021 - Present
Newedge Advisors (NEWBURG PA)
PA
12/14/2010 - 08/28/2012
BROKERSXPRESS LLC (SHIPPENSBURG PA)
PA
12/17/2009 - 11/24/2010
SWS FINANCIAL SERVICES (NEWBURY PA)
PA
11/10/2008 - 12/17/2009
UVEST FINANCIAL SERVICES GROUP, INC. (GREENCASTLE PA)
PA
02/21/2006 - 11/21/2008
CITIGROUP GLOBAL MARKETS INC. (CARLISLE PA)
MD
11/14/1997 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
09/08/1993 - 11/20/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/27/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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