Unclaimed
Greg Florez is a financial advisor who has been in the industry since December 2008. Greg is currently registered with Empower Financial Services, Inc. and has been registered with them since November 2021. Greg has previously been registered with several other firms, including Prudential Annuities Distributors, Inc, Edward Jones, Nationwide Investment Services Corporation, and J.P. Morgan Securities LLC. Greg holds Series 6, 7, 63, and 65 licenses and is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/05/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
TX
12/19/2019 - 05/25/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (El Paso TX)
TX
03/16/2019 - 10/04/2019
EDWARD JONES (EL PASO TX)
IL
11/20/2015 - 12/05/2018
NATIONWIDE INVESTMENT SERVICES CORPORATION (CHICAGO IL)
IL
03/06/2013 - 05/29/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
OH
09/23/2005 - 03/18/2011
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
IA
Issued 04/05/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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