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Greg Florez

Empower Financial Services, Inc.

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About Greg Florez

Greg Florez is a financial advisor who has been in the industry since December 2008. Greg is currently registered with Empower Financial Services, Inc. and has been registered with them since November 2021. Greg has previously been registered with several other firms, including Prudential Annuities Distributors, Inc, Edward Jones, Nationwide Investment Services Corporation, and J.P. Morgan Securities LLC. Greg holds Series 6, 7, 63, and 65 licenses and is registered in 52 states and the District of Columbia.

Firm Information

Greg Florez is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Greg Florez’s Registration & Firm History

CO

11/05/2021 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

TX

12/19/2019 - 05/25/2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (El Paso TX)

TX

03/16/2019 - 10/04/2019

EDWARD JONES (EL PASO TX)

IL

11/20/2015 - 12/05/2018

NATIONWIDE INVESTMENT SERVICES CORPORATION (CHICAGO IL)

IL

03/06/2013 - 05/29/2015

J.P. MORGAN SECURITIES LLC (CHICAGO IL)

OH

09/23/2005 - 03/18/2011

NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)

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Licenses & Designations

IA

Issued 04/05/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/08/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Greg Florez. Review regulatory record here.
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