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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Greg? Claim Your ProfileGreg Dufala is a financial advisor registered with LPL Financial LLC. Greg has been in the industry since 2007 and has a Series 7, Series 66 and SIE license. Greg's experience includes time at PNC Investments and UBS Financial Services Inc.. Greg works with individuals, corporations, high-net-worth individuals, trusts, and estates. Greg provides advisory services such as financial planning, portfolio management, and selection of other advisors. Greg holds registrations in multiple states and is actively registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/04/2020 - Present
LPL Financial LLC (ERIE PA)
PA
11/13/2009 - 04/27/2012
PNC INVESTMENTS (ERIE PA)
PA
10/19/2009 - 11/13/2009
NATCITY INVESTMENTS, INC. (FAIRVIEW PA)
PA
07/27/2007 - 10/06/2009
UBS FINANCIAL SERVICES INC. (ERIE PA)
BOTH
Issued 08/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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