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Greg Capello

Rainmaker Securities, LLC

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About Greg Capello

Greg Capello is a financial advisor with over 30 years of experience in the financial services industry. Greg currently works at Rainmaker Securities, LLC and is registered with FINRA. Prior to joining Rainmaker Securities, Greg worked at several other firms including KPG Capital Partners, LLC, James I. Black & Company, Noble International Investments, Inc., Spartan Securities Group, Ltd., Gunnallen Financial, Inc, Thinkequity Partners LLC, Fulcrum Global Partners LLC, Ryan, Beck & Co., LLC., Raymond James & Associates, Inc., Needham & Company, Inc., Dean Witter Reynolds Inc., Prudential-Bache Securities Inc., County Securities Corporation USA, Shearson Lehman Brothers Inc., and L. F. Rothschild, Unterberg, Towbin. Greg has a wide range of experience in the financial services industry, including experience in securities, commodities and futures. Greg is a highly experienced and knowledgeable financial advisor who is committed to providing his clients with the highest level of service.

Firm Information

Greg Capello is currently registered with Rainmaker Securities, LLC. Rainmaker Securities, LLC is a Limited Liability Company formed on March 9, 2004. The firm is registered with the SEC and in 28 states.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Greg Capello’s Registration & Firm History

FL

10/02/2017 - Present

Rainmaker Securities, LLC (CORAL GABLES FL)

UT

08/30/2016 - 05/20/2017

KPG CAPITAL PARTNERS, LLC (PARK CITY UT)

FL

02/03/2012 - 10/28/2015

JAMES I. BLACK & COMPANY (LAKELAND FL)

FL

01/05/2011 - 04/25/2011

NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)

FL

04/06/2009 - 01/25/2011

SPARTAN SECURITIES GROUP, LTD. (ST. PETERSBURG FL)

FL

05/30/2007 - 06/20/2007

GUNNALLEN FINANCIAL, INC (TAMPA FL)

FL

02/01/2005 - 09/07/2006

GUNNALLEN FINANCIAL, INC (TAMPA FL)

CA

12/15/2003 - 02/03/2005

THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)

NY

04/27/2001 - 06/11/2003

FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)

NJ

09/16/1999 - 05/01/2001

RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)

FL

05/07/1993 - 07/10/1999

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NY

02/16/1993 - 04/30/1993

NEEDHAM & COMPANY, INC. (NEW YORK NY)

FL

12/24/1991 - 01/21/1993

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NY

06/01/1989 - 10/15/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

01/26/1988 - 11/23/1988

PRUDENTIAL-BACHE SECURITIES INC.

NA

06/02/1987 - 09/21/1987

COUNTY SECURITIES CORPORATION USA

NA

10/07/1985 - 02/18/1987

SHEARSON LEHMAN BROTHERS INC.

NA

05/18/1981 - 09/24/1985

L. F. ROTHSCHILD, UNTERBERG, TOWBIN

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Licenses & Designations

BOTH

Issued 09/05/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/23/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/13/2021

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Greg Capello. Review regulatory record here.
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