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Greg Alan Shaeffer

W & S Brokerage Services, Inc.

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About Greg Alan Shaeffer

Greg Alan Shaeffer is a financial advisor who has been in the industry since August 4, 2000. Greg Alan Shaeffer currently works for W&S Brokerage Services, Inc. where Greg Alan Shaeffer has worked since September 1, 2000. Greg Alan Shaeffer is registered in 4 states. Greg Alan Shaeffer's past employment includes Capital Analysts, Incorporated. Greg Alan Shaeffer holds Series 6, 26, and 63 licenses. Greg Alan Shaeffer is a registered representative of W&S Brokerage Services, Inc. Greg Alan Shaeffer specializes in helping individuals with their financial planning and investment management. W&S Brokerage Services, Inc. is a registered investment adviser with the Securities and Exchange Commission. W&S Brokerage Services, Inc. provides financial planning and investment management services to individuals and families.

Firm Information

Greg Shaeffer is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Greg Shaeffer’s Registration & Firm History

OH

09/01/2000 - Present

W&S Brokerage Services, Inc. (GROVE CITY OH)

OH

08/04/2000 - 09/01/2000

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

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Licenses & Designations

BC

Issued 03/17/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/03/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Greg Alan Shaeffer. Review regulatory record here.
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