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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Greg? Claim Your ProfileGreg Hotchkiss is an investment advisor representative with UBS Financial Services Inc. Greg has been in the securities industry since July 17, 1989. Greg is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Greg has also passed the Series 7, Series 31, Series 63 and Series 65 exams. Greg specializes in providing financial planning, pension consulting, and portfolio management for individuals, businesses, and charitable organizations. Greg's office is located at 601 W. Riverside Avenue, Spokane, WA 99201.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
08/12/2006 - Present
UBS Financial Services Inc. (SPOKANE WA)
WA
11/16/1998 - 08/12/2006
PIPER JAFFRAY & CO. (SPOKANE WA)
MN
09/03/1997 - 11/16/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
04/12/1990 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
NA
07/18/1989 - 12/31/1990
U.S. FINANCIAL SECURITIES, INC.
IA
Issued 08/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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