Unclaimed
Graydon James is a financial professional registered with Brookfield Oaktree Wealth Solutions LLC. Graydon has been active in the industry since March 2024. Graydon is currently registered with the following states: Alaska, Arizona, California, Colorado, Hawaii, Idaho, Montana, Nevada, New York, Oregon, Utah, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/20/2024 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
BC
Issued 04/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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