Unclaimed
Gray Edward Smith is a registered representative with Arbor Research & Trading, LLC. Gray is licensed to provide securities services in Illinois, Minnesota and New Mexico. Gray holds Series 63, SIE, and Series 7 licenses and has been in the industry since January 23, 1989.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/24/1989 - Present
Arbor Research & Trading, LLC (LAKE BARRINGTON IL)
BC
Issued 05/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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