Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gray? Claim Your ProfileGray Peckham is a financial professional with over 10 years of experience in the industry. Gray is currently registered with Osaic Institutions, Inc. in Connecticut. Gray's previous experience includes positions with FIDELITY BROKERAGE SERVICES LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, ODEON CAPITAL GROUP LLC, SUSQUEHANNA FINANCIAL GROUP, LLLP, and CRT CAPITAL GROUP LLC. Gray holds several licenses and certifications including Series 7, Series 86, Series 87, Series 63, and Series 65. Gray specializes in providing financial planning, educational seminars, selection of other advisors, and portfolio management for individuals. Gray is also a registered Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
05/13/2024 - Present
Osaic Institutions, Inc. (MILFORD CT)
CT
07/20/2021 - 05/01/2024
FIDELITY BROKERAGE SERVICES LLC (GREENWICH CT)
CT
04/14/2020 - 06/18/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FAIRFIELD CT)
NY
01/10/2014 - 07/11/2014
ODEON CAPITAL GROUP LLC (NEW YORK NY)
CT
02/26/2010 - 01/18/2012
SUSQUEHANNA FINANCIAL GROUP, LLLP (STAMFORD CT)
CT
02/27/2008 - 02/23/2010
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
11/02/2006 - 01/18/2008
J GIORDANO SECURITIES GROUP (STAMFORD CT)
IA
Issued 08/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/22/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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