Unclaimed
Grant Thomas Dragan is a financial professional with over 10 years of experience in the industry. Grant is currently registered with Rothschild & Co. US Inc. and holds a Series 79, Series 63, and Series 24 license. Grant has previously worked at LAZARD FRERES & CO. LLC and BMO CAPITAL MARKETS CORP. Grant is a registered representative in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/05/2020 - Present
Rothschild & Co. US Inc. (Chicago IL)
IL
07/13/2015 - 05/15/2020
LAZARD FRERES & CO. LLC (CHICAGO IL)
IL
09/07/2011 - 07/09/2015
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
BC
Issued 08/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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