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Grant Thomas Dragan

Rothschild & Co. US Inc.

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About Grant Thomas Dragan

Grant Thomas Dragan is a financial professional with over 10 years of experience in the industry. Grant is currently registered with Rothschild & Co. US Inc. and holds a Series 79, Series 63, and Series 24 license. Grant has previously worked at LAZARD FRERES & CO. LLC and BMO CAPITAL MARKETS CORP. Grant is a registered representative in Illinois.

Firm Information

Grant Dragan is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grant Dragan’s Registration & Firm History

IL

06/05/2020 - Present

Rothschild & Co. US Inc. (Chicago IL)

IL

07/13/2015 - 05/15/2020

LAZARD FRERES & CO. LLC (CHICAGO IL)

IL

09/07/2011 - 07/09/2015

BMO CAPITAL MARKETS CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/13/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grant Thomas Dragan.
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