Unclaimed
Grant Spencer Mosley is a registered representative with Fidelity Brokerage Services LLC. Grant has been in the securities industry since February 2020. Grant is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states and the District of Columbia. Grant's professional designations include the Series 7TO, Series 63, and the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
02/07/2020 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 02/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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