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Grant Smith

Waterloo Capital

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About Grant Smith

Grant Smith is a financial advisor with over 8 years of experience in the industry. Grant is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 66, SIE, and Series 7 licenses. Grant is currently registered with Waterloo Capital and previously was registered with Equitable Advisors, LLC. Grant has a strong background in financial planning and investment management, and is committed to providing his clients with personalized advice and guidance. Grant is also an active member of his community and is passionate about giving back.

Firm Information

Grant Smith is currently registered with Waterloo Capital. Waterloo Capital is an investment advisory firm located in Austin, Texas. The firm provides a range of services, including financial planning, pension consulting, and portfolio management. They specialize in serving high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth. The firm has approximately $1.3 billion in regulatory assets under management. Waterloo Capital is registered with the SEC and has a wrap fee program.
Waterloo Capital

2700 VIA FORTUNA

AUSTIN, TX 78746

$1.30B

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Grant Smith’s Registration & Firm History

TX

11/10/2023 - Present

Waterloo Capital (AUSTIN TX)

AR

07/01/2015 - 11/30/2023

EQUITABLE ADVISORS, LLC (ROGERS AR)

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Licenses & Designations

BOTH

Issued 09/18/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grant Smith.
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