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Grant Nicholas Otto

TD Securities (usa) LLC

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About Grant Nicholas Otto

Grant Otto is a financial advisor who has been in the industry since September 12, 2023. Grant is currently registered with TD Securities (usa) LLC in New York. Grant holds the Series 63, Series 79TO, and SIE licenses. Grant's firm specializes in investment banking and provides services to individual investors.

Firm Information

Grant Otto is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grant Otto’s Registration & Firm History

NY

09/13/2023 - Present

TD Securities (usa) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/29/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/03/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grant Nicholas Otto.
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