Unclaimed
Grant Michael Smith is a financial advisor with Athene Securities, LLC. Grant Smith is registered in Iowa and has been in the industry since 2012. Grant Smith is also licensed to sell securities in Iowa. Before joining Athene Securities, LLC, Grant Smith was previously employed by Brokers International Financial Services, LLC., Transamerica Capital, Inc., Jackson National Life Distributors LLC and MML Investors Services, LLC. Grant Smith holds the Series 6, Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
04/02/2021 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IA
09/23/2019 - 04/05/2021
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (Des Moines IA)
CO
01/10/2013 - 10/23/2017
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
03/14/2012 - 10/09/2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
IA
09/03/2010 - 03/31/2012
MML INVESTORS SERVICES, LLC (IOWA CITY IA)
BC
Issued 08/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/02/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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