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Grant Michael Smith

Athene Securities, LLC

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About Grant Michael Smith

Grant Michael Smith is a financial advisor with Athene Securities, LLC. Grant Smith is registered in Iowa and has been in the industry since 2012. Grant Smith is also licensed to sell securities in Iowa. Before joining Athene Securities, LLC, Grant Smith was previously employed by Brokers International Financial Services, LLC., Transamerica Capital, Inc., Jackson National Life Distributors LLC and MML Investors Services, LLC. Grant Smith holds the Series 6, Series 7, Series 63 and SIE licenses.

Firm Information

Grant Smith is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grant Smith’s Registration & Firm History

IA

04/02/2021 - Present

Athene Securities, LLC (WEST DES MOINES IA)

IA

09/23/2019 - 04/05/2021

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (Des Moines IA)

CO

01/10/2013 - 10/23/2017

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

03/14/2012 - 10/09/2012

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

IA

09/03/2010 - 03/31/2012

MML INVESTORS SERVICES, LLC (IOWA CITY IA)

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Licenses & Designations

BC

Issued 08/10/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2011

Series 7 - General Securities Representative Examination

BC

Issued 09/02/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grant Michael Smith.
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