Unclaimed
Grant Louis Garcia is a financial advisor with over 12 years of experience in the industry. Grant is currently registered with Stonex Financial Inc. and has been with the firm since June 2020. Previously, Grant worked with BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMHERST PIERPONT, and CREDIT SUISSE SECURITIES (USA) LLC. Grant has a wide range of experience and expertise in financial markets and is dedicated to providing clients with personalized financial advice. Grant holds Series 3, 7, 52TO, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/23/2020 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
05/10/2019 - 06/19/2020
BOFA SECURITIES, INC. (NEW YORK NY)
NY
10/25/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/14/2016 - 10/19/2016
AMHERST PIERPONT (NEW YORK NY)
NY
06/14/2011 - 06/21/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/11/2010 - 06/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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