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Grant Louis Garcia

Stonex Financial Inc.

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About Grant Louis Garcia

Grant Louis Garcia is a financial advisor with over 12 years of experience in the industry. Grant is currently registered with Stonex Financial Inc. and has been with the firm since June 2020. Previously, Grant worked with BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMHERST PIERPONT, and CREDIT SUISSE SECURITIES (USA) LLC. Grant has a wide range of experience and expertise in financial markets and is dedicated to providing clients with personalized financial advice. Grant holds Series 3, 7, 52TO, and 66 licenses.

Firm Information

Grant Garcia is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grant Garcia’s Registration & Firm History

NY

06/23/2020 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

05/10/2019 - 06/19/2020

BOFA SECURITIES, INC. (NEW YORK NY)

NY

10/25/2016 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/14/2016 - 10/19/2016

AMHERST PIERPONT (NEW YORK NY)

NY

06/14/2011 - 06/21/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/11/2010 - 06/03/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/25/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2012

Series 3 - National Commodity Futures Examination

BC

Issued 06/10/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grant Louis Garcia.
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