Unclaimed
Grant Matthews is a financial professional with over 13 years of experience in the industry. Grant has a wide range of experience in the financial industry. Grant is currently registered with PNC Capital Markets LLC and has previously worked for MIZUHO SECURITIES USA INC. and RBS SECURITIES INC. Grant is licensed to conduct business in 48 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/26/2016 - Present
PNC Capital Markets LLC (CHARLOTTE NC)
NY
04/16/2015 - 11/24/2015
MIZUHO SECURITIES USA INC. (NEW YORK NY)
CT
03/02/2010 - 04/15/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 06/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/06/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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