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Grant James Matthews

PNC Capital Markets LLC

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About Grant James Matthews

Grant Matthews is a financial professional with over 13 years of experience in the industry. Grant has a wide range of experience in the financial industry. Grant is currently registered with PNC Capital Markets LLC and has previously worked for MIZUHO SECURITIES USA INC. and RBS SECURITIES INC. Grant is licensed to conduct business in 48 states.

Firm Information

Grant Matthews is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grant Matthews’s Registration & Firm History

NC

02/26/2016 - Present

PNC Capital Markets LLC (CHARLOTTE NC)

NY

04/16/2015 - 11/24/2015

MIZUHO SECURITIES USA INC. (NEW YORK NY)

CT

03/02/2010 - 04/15/2015

RBS SECURITIES INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 06/18/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2024

Series 24 - General Securities Principal Examination

BC

Issued 03/06/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grant James Matthews.
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