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Grant James Austgen

Fidelity Brokerage Services LLC

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About Grant James Austgen

Grant James Austgen is a financial advisor registered with Fidelity Brokerage Services LLC in WESTLAKE, TX. Grant has over 25 years of experience in the financial services industry. Grant is licensed to provide investment advice in 53 states, including Alabama, Alaska, and Arizona. Grant has earned his Series 7, Series 24, Series 26, Series 63, and SIE licenses. Grant is also a Registered Representative with FINRA and is a member of the National Association of Securities Dealers (NASD). Grant previously worked for FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. in WESTLAKE, TX. Before that, Grant worked for OLDE DISCOUNT CORPORATION in DETROIT, MI.

Firm Information

Grant Austgen is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grant Austgen’s Registration & Firm History

TX

01/01/2008 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

01/03/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

RI

01/03/1995 - 10/21/2005

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MI

03/28/1994 - 08/23/1994

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 04/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2016

Series 24 - General Securities Principal Examination

BC

Issued 03/02/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Grant James Austgen.
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